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FCC Regulations - Part 97 Amateur Radio Service
[Revised 2001.]
- (a) Any amateur station licensed to a holder of a
Technician, Technician Plus, General, Advanced or Amateur
Extra Class operator license may be an auxiliary station. A
holder of a Technician, Technician Plus, General, Advanced
or Amateur Extra Class operator license may be the control
operator of an auxiliary station, subject to the privileges
of the class of operator license held.
- (b) An auxiliary station may transmit only on the 1.25 m and
shorter wavelength bands, except the 219-220 MHz, 222.000-
222.150 MHz, 431-433 MHz and 435-438 MHz segments.
- (c) Where an auxiliary station causes harmful interference
to another auxiliary station, the licensees are equally and
fully responsible for resolving the interference unless one
station's operation is recommended by a frequency
coordinator and the other station's is not. In that case,
the licensee of the non-coordinated auxiliary station has
primary responsibility to resolve the interference.
- (d) An auxiliary station may be automatically controlled.
- (e) An auxiliary station may transmit one-way
communications.
- (a) Any amateur station licensed to a holder of a
Technician, Technician Plus, General, Advanced or Amateur
Extra Class operator license may be a beacon. A holder of a
Technician, Technician Plus, General, Advanced or Amateur
Extra Class operator license may be the control operator of
a beacon, subject to the privileges of the class of operator
license held.
- (b) A beacon must not concurrently transmit on more than 1
channel in the same amateur service frequency band, from the
same station location.
- (c) The transmitter power of a beacon must not exceed 100 W.
- (d) A beacon may be automatically controlled while it is
transmitting on the 28.20-28.30 MHz, 50.06-50.08 MHz,
144.275-144.300 MHz, 222.05-222.06 MHz, or 432.300-432.400
MHz segments, or on the 33 cm and shorter wavelength bands.
- (e) Before establishing an automatically controlled beacon
in the National Radio Quiet Zone or before changing the
transmitting frequency, transmitter power, antenna height or
directivity, the station licensee must give written
notification thereof to the Interference Office, National
Radio Astronomy Observatory, P.O. Box 2, Green Bank, WV
24944.
- (1) The notification must include the geographical
coordinates of the antenna, antenna ground elevation above
mean sea level (AMSL), antenna center of radiation above
ground level (AGL), antenna directivity, proposed frequency,
type of emission, and transmitter power.
- (2) If an objection to the proposed operation is received by
the FCC from the National Radio Astronomy Observatory at
Green Bank, Pocahontas County, WV, for itself or on behalf
of the Naval Research Laboratory at Sugar Grove, Pendleton
County, WV, within 20 days from the date of notification,
the FCC will consider all aspects of the problem and take
whatever action is deemed appropriate.
- (f) A beacon must cease transmissions upon notification by
an EIC that the station is operating improperly or causing
undue interference to other operations. The beacon may not
resume transmitting without prior approval of the EIC.
- (g) A beacon may transmit one-way communications.
- (h) The provisions of this paragraph do not apply to beacons
that transmit on the 1.2 cm or shorter wavelength bands.
Before establishing an automatically controlled beacon
within 16 km (10 miles) of the Arecibo Observatory or before
changing the transmitting frequency, transmitter power,
antenna height or directivity of an existing beacon, the
station licensee must give written notification thereof to
the Interference Office, Arecibo Observatory, Post Office
Box 995, Arecibo, Puerto Rico 00613, in writing or
electronically, of the technical parameters of the proposal.
Licensees who choose to transmit information electronically
should e-mail to prcz@naic.edu
- (1) The notification shall state the geographical
coordinates of the antenna (NAD-83 datum), antenna height
above mean sea level (AMSL), antenna center of radiation
above ground level (AGL), antenna directivity and gain,
proposed frequency and FCC Rule Part, type of emission,
effective radiated power, and whether the proposed use is
itinerant. Licensees may wish to consult interference
guidelines provided by Cornell University.
- (2) If an objection to the proposed operation is received by
the FCC from the Arecibo Observatory, Arecibo, Puerto Rico,
within 20 days from the date of notification, the FCC will
consider all aspects of the problem and take whatever action
is deemed appropriate.
- (a) Any amateur station licensed to a holder of a
Technician, General, Advanced or Amateur Extra Class
operator license may be a repeater. A holder of a
Technician, General, Advanced or Amateur Extra Class
operator license may be the control operator of a repeater,
subject to the privileges of the class of operator license
held.
- (b) A repeater may receive and retransmit only on the 10 m
and shorter wavelength frequency bands except the 28.0-29.5
MHz, 50.0-51.0 MHz, 144.0-144.5 MHz, 145.5-146.0 MHz,
222.00-222.15 MHz, 431.0-433.0 MHz and 435.0-438.0 MHz
segments.
- (c) Where the transmissions of a repeater cause harmful
interference to another repeater, the two station licensees
are equally and fully responsible for resolving the
interference unless the operation of one station is
recommended by a frequency coordinator and the operation of
the other station is not. In that case, the licensee of the
noncoordinated repeater has primary responsibility to
resolve the interference.
- (d) A repeater may be automatically controlled.
- (e) Ancillary functions of a repeater that are available to
users on the input channel are not considered remotely
controlled functions of the station. Limiting the use of a
repeater to only certain user stations is permissible.
- (f) [Reserved]
- (g) The control operator of a repeater that retransmits
inadvertently communications that violate the rules in this
Part is not accountable for the violative communications.
- (a) Any amateur station may be a space station. A holder of
any class operator license may be the control operator of a
space station, subject to the privileges of the class of
operator license held by the control operator.
- (b) A space station must be capable of effecting a cessation
of transmissions by telecommand whenever such cessation is
ordered by the FCC.
- (c) The following frequency bands and segments are
authorized to space stations:
- (1) The 17 m, 15 m, 12 m and 10 m bands, 6 mm, 4 mm, 2 mm
and
1 mm bands; and
- (2) The 7.0-7.1 MHz, 14.00-14.25 MHz, 144-146 MHz, 435-438
MHz, 1260-1270 MHz and 2400-2450 MHz, 3.40-3.41 GHz, 5.83-
5.85 GHz, 10.45-10.50 GHz and 24.00-24.05 GHz segments.
- (d) A space station may automatically retransmit the radio
signals of Earth stations and other space stations.
- (e) A space station may transmit one-way communications.
- (f) Space telemetry transmissions may consist of specially
coded messages intended to facilitate communications or
related to the function of the spacecraft.
- (g) The license grantee of each space station must make two
written pre-space station notifications to the International
Bureau, FCC, Washington, DC 20554. Each notification must be
in accord with the provisions of Articles 11 and 13 of the
Radio Regulations.
- (1) The first notification is required no less than 27
months prior to initiating space station transmissions and
must specify the information required by Appendix 4, and
Resolution No. 642 of the Radio Regulations.
- (2) The second notification is required no less than 5
months prior to initiating space station transmissions and
must specify the information required by Appendix 3 and
Resolution No. 642 of the Radio Regulations.
- (h) The license grantee of each space station must make a
written in-space station notification to the International
Bureau no later than 7 days following initiation of space
station transmissions. The notification must update the
information contained in the pre-space notification.
- (i) The license grantee of each space station must make a
written post-space station notification to the International
Bureau no later than 3 months after termination of the space
station transmissions. When the termination is ordered by
the FCC, notification is required no later than 24 hours
after termination.
- (a) Any amateur station may be an Earth station. A holder of
any class operator license may be the control operator of an
Earth station, subject to the privileges of the class of
operator license held by the control operator.
- (b) The following frequency bands and segments are
authorized to Earth stations:
- (1) The 17 m, 15 m, 12 m and 10 m bands, 6 mm, 4 mm, 2 mm
and
1 mm bands; and
- (2) The 7.0-7.1 MHz, 14.00-14.25 MHz, 144-146 MHz, 435-438
MHz, 1260-1270 MHz and 2400-2450 MHz, 3.40-3.41 GHz, 5.65-
5.67 GHz, 10.45-10.50 GHz and 24.00-24.05 GHz segments.
- (a) Any amateur station designated by the licensee of a
space station is eligible to transmit as a telecommand
station for that space station, subject to the privileges of
the class of operator license held by the control operator.
- (b) A telecommand station may transmit special codes
intended to obscure the meaning of telecommand messages to
the station in space operation.
- (c) The following frequency bands and segments are
authorized to telecommand stations:
- (1) The 17 m, 15 m, 12 m and 10 m bands, 6 mm, 4 mm, 2 mm
and
1 mm bands; and
- (2) The 7.0-7.1 MHz, 14.00-14.25 MHz, 144-146 MHz, 435-438
MHz, 1260-1270 MHz and 2400-2450 MHz, 3.40-3.41 GHz, 5.65-
5.67 GHz, 10.45-10.50 GHz and 24.00-24.05 GHz segments.
- (d) A telecommand station may transmit one-way
communications.
An amateur station on or within 50 km of the Earth's surface
may be under telecommand where:
- (a) There is a radio or wireline control link between the
control point and the station sufficient for the control
operator to perform his/her duties. If radio, the control
link must use an auxiliary station. A control link using a
fiber optic cable or another telecommunication service is
considered wireline.
- (b) Provisions are incorporated to limit transmission by the
station to a period of no more than 3 minutes in the event
of malfunction in the control link.
- (c) The station is protected against making, willfully or
negligently, unauthorized transmissions.
- (d) A photocopy of the station license and a label with the
name, address, and telephone number of the station licensee
and at least one designated control operator is posted in a
conspicuous place at the station location.
An amateur station transmitting signals to control a model
craft may be operated as follows:
- (a) The station identification procedure is not required for
transmissions directed only to the model craft, provided
that a label indicating the station call sign and the
station licensee's name and address is affixed to the
station transmitter.
- (b) The control signals are not considered codes or ciphers
intended to obscure the meaning of the communication.
- (c) The transmitter power must not exceed 1 W.
Telemetry transmitted by an amateur station on or within 50
km of the Earth's surface is not considered to be codes or
ciphers intended to obscure the meaning of communications.
- (a) Any amateur station may participate in a message
forwarding system, subject to the privileges of the class of
operator license held.
- (b) For stations participating in a message forwarding
system, the control operator of the station originating a
message is primarily accountable for any violation of the
rules in this Part contained in the message.
- (c) Except as noted in paragraph (d) of this section, for
stations participating in a message forwarding system, the
control operators of forwarding stations that retransmit
inadvertently communications that violate the rules in this
Part are not accountable for the violative communications.
They are, however, responsible for discontinuing such
communications once they become aware of their presence.
- (d) For stations participating in a message forwarding
system, the control operator of the first forwarding station
must:
- (1) Authenticate the identity of the station from which it
accepts communication on behalf of the system; or
- (2) Accept accountability for any violation of the rules in
this Part contained in messages it retransmits to the
system.
- (a) This rule section does not apply to an auxiliary
station, a beacon station, a repeater station, an earth
station, a space station, or a space telecommand station.
- (b) A station may be automatically controlled while
transmitting a RTTY or data emission on the 6 m or shorter
wavelength bands, and on the 28.120-28.189 MHz, 24.925-
24.930 MHz, 21.090-21.100 MHz, 18.105-18.110 MHz, 14.0950-
14.0995 MHz, 14.1005-14.112 MHz, 10.140-10.150 MHz, 7.100-
7.105 MHz, or 3.620-3.635 MHz segments.
- (c) A station may be automatically controlled while
transmitting a RTTY or data emission on any other frequency
authorized for such emission types provided that:
- (1) The station is responding to interrogation by a station
under local or remote control; and
- (2) No transmission from the automatically controlled
station occupies a bandwidth of more than 500 Hz.
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