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FCC Regulations - Part 97 Amateur Radio Service
[Effective May 3, 2006.]
Subpart C Special Operations
- (a) Any amateur station licensed to a holder of a Technician, Technician Plus, General, Advanced or
Amateur Extra Class operator license may be an auxiliary station. A holder of a Technician,
Technician Plus, General, Advanced or Amateur Extra Class operator license may be the control
operator of an auxiliary station, subject to the privileges of the class of operator license held.
- (b) An auxiliary station may transmit only on the 1.25 m and shorter wavelength bands,
except the 219-220 MHz, 222.000-222.150 MHz, 431-433 MHz and 435-438 MHz
segments.
- (c) Where an auxiliary station causes harmful interference to another auxiliary station,
the licensees are equally and fully responsible for resolving the interference unless
one station’s operation is recommended by a frequency coordinator and the other
station’s is not. In that case, the licensee of the non-coordinated auxiliary station
has primary responsibility to resolve the interference.
- (d) An auxiliary station may be automatically controlled.
- (e) An auxiliary station may transmit one-way communications.
- (a) Any amateur station licensed to a holder of a Technician, Technician Plus, General,
Advanced or Amateur Extra Class operator license may be a beacon. A holder of a
Technician, Technician Plus, General, Advanced or Amateur Extra Class operator
license may be the control operator of a beacon, subject to the privileges of the
class of operator license held.
- (b) A beacon must not concurrently transmit on more than 1 channel in the same
amateur service frequency band, from the same station location.
- (c) The transmitter power of a beacon must not exceed 100 W.
- (d) A beacon may be automatically controlled while it is transmitting on the 28.20-
28.30 MHz, 50.06-50.08 MHz, 144.275-144.300 MHz, 222.05-222.06 MHz, or
432.300-432.400 MHz segments, or on the 33 cm and shorter wavelength bands.
- (e) Before establishing an automatically controlled beacon in the
National Radio Quiet Zone or before changing the transmitting frequency,
transmitter power, antenna height or directivity, the station licensee must give
written notification thereof to the Interference Office, National Radio Astronomy
Observatory, P.O. Box 2, Green Bank, WV 24944.
- (1) The notification must include the geographical coordinates of the antenna,
antenna ground elevation above mean sea level (AMSL), antenna center of
radiation above ground level (AGL), antenna directivity, proposed frequency,
type of emission, and transmitter power.
- (2) If an objection to the proposed operation is received by the FCC from the
National Radio Astronomy Observatory at Green Bank, Pocahontas County, WV,
for itself or on behalf of the Naval Research Laboratory at Sugar Grove,
Pendleton County, WV, within 20 days from the date of notification, the FCC
will consider all aspects of the problem and take whatever action is deemed
appropriate.
- (f) A beacon must cease transmissions upon notification by an EIC that the station is
operating improperly or causing undue interference to other operations. The beacon
may not resume transmitting without prior approval of the EIC.
- (g) A beacon may transmit one-way communications.
- (a) Any amateur station licensed to a holder of a Technician, General, Advanced or
Amateur Extra Class operator license may be a repeater. A holder of a Technician,
General, Advanced or Amateur Extra Class operator license may be the control
operator of a repeater, subject to the privileges of the class of operator license held.
- (b) A repeater may receive and retransmit only on the 10 m and shorter wavelength
frequency bands except the 28.0-29.5 MHz, 50.0-51.0 MHz, 144.0-144.5 MHz,
145.5-146.0 MHz, 222.00-222.15 MHz, 431.0-433.0 MHz and 435.0-438.0 MHz
segments.
- (c) Where the transmissions of a repeater cause harmful interference to another
repeater, the two station licensees are equally and fully responsible for resolving the
interference unless the operation of one station is recommended by a frequency
coordinator and the operation of the other station is not. In that case, the licensee of
the non-coordinated repeater has primary responsibility to resolve the interference.
- (d) A repeater may be automatically controlled.
- (e) Ancillary functions of a repeater that are available to users on the input channel are
not considered remotely controlled functions of the station. Limiting the use of a
repeater to only certain user stations is permissible.
- (f) [Reserved]
- (g) The control operator of a repeater that retransmits inadvertently communications
that violate the rules in this Part is not accountable for the violative
communications.
- (h) The provisions of this paragraph do not apply to repeaters that transmit on the 1.2 cm
or shorter wavelength bands. Before establishing a repeater within 16 km (10 miles) of
the Arecibo Observatory or before changing the transmitting frequency, transmitter
power, antenna height or directivity of an existing repeater, the station licensee must
give written notification thereof at least 20 days in advance of the planned operation to
the Interference Office, Arecibo Observatory, HC3, Box 53995, Arecibo, Puerto Rico
00613, in writing or electronically, of the technical parameters of the proposal.
Licensees who choose to transmit information electronically should e-mail to
prcz@naic.edu.
- (1) The notification shall state the geographical coordinates of the antenna (NAD-83
datum), antenna height above mean sea level (AMSL), antenna center of radiation
above ground level (AGL), antenna directivity and gain, proposed frequency and
FCC Rule Part, type of emission, effective radiated power, and whether the
proposed use is itinerant. Licensees may wish to consult interference guidelines
provided by Cornell University.
- (2) If an objection to the proposed operation is received by the FCC from the Arecibo
Observatory, Arecibo, Puerto Rico, within 20 days from the date of notification, the
FCC will consider all aspects of the problem and take whatever action is deemed
appropriate. The licensee will be required to make reasonable efforts in order to
resolve or mitigate any potential interference problem with the Arecibo
Observatory.
- (a) Any amateur station may be a space station. A holder of any class operator license
may be the control operator of a space station, subject to the privileges of the class
of operator license held by the control operator.
- (b) A space station must be capable of effecting a cessation of transmissions by
telecommand whenever such cessation is ordered by the FCC.
- (c) The following frequency bands and segments are authorized to space stations:
- (1) The 17 m, 15 m, 12 m and 10 m bands, 6 mm, 4 mm, 2 mm and
1 mm bands; and
- (2) The 7.0-7.1 MHz, 14.00-14.25 MHz, 144-146 MHz, 435-438 MHz, 1260-1270 MHz and 2400-
2450 MHz, 3.40-3.41 GHz, 5.83-5.85 GHz, 10.45-10.50 GHz and 24.00-24.05 GHz segments.
- (d) A space station may automatically retransmit the radio signals of Earth stations and
other space stations.
- (e) A space station may transmit one-way communications.
- (f) Space telemetry transmissions may consist of specially coded
messages intended to facilitate communications or related to the function of the
spacecraft.
- (g) The license grantee of each space station must make two written pre-space station
notifications to the International Bureau, FCC, Washington, DC 20554. Each
notification must be in accord with the provisions of Articles 11 and 13 of the Radio
Regulations.
- (1) The first notification is required no less than 27 months prior to initiating space
station transmissions and must specify the information required by Appendix 4,
and Resolution No. 642 of the Radio Regulations.
- (2) The second notification is required no less than 5 months prior to initiating
space station transmissions and must specify the information required by
Appendix 3 and Resolution No. 642 of the Radio Regulations.
- (h) The license grantee of each space station must make a written in-space station
notification to the International Bureau no later than 7 days following initiation of
space station transmissions. The notification must update the information contained
in the pre-space notification.
- (i) The license grantee of each space station must make a written post-space station
notification to the International Bureau no later than 3 months after termination of
the space station transmissions. When the termination is ordered by the FCC,
notification is required no later than 24 hours after termination.
- (a) Any amateur station may be an Earth station. A holder of any class operator license
may be the control operator of an Earth station, subject to the privileges of the class
of operator license held by the control operator.
- (b) The following frequency bands and segments are authorized to Earth stations:
- (1) The 17 m, 15 m, 12 m and 10 m bands, 6 mm, 4 mm, 2 mm and
1 mm bands; and
- (2) The 7.0-7.1 MHz, 14.00-14.25 MHz, 144-146 MHz, 435-438 MHz, 1260-1270 MHz and 2400-
2450 MHz, 3.40-3.41 GHz, 5.65-5.67 GHz, 10.45-10.50 GHz and 24.00-24.05 GHz segments.
- (a) Any amateur station designated by the licensee of a space station is eligible to
transmit as a telecommand station for that space station, subject to the privileges of
the class of operator license held by the control operator.
- (b) A telecommand station may transmit special codes intended to obscure the meaning
of telecommand messages to the station in space operation.
- (c) The following frequency bands and segments are authorized to telecommand
stations:
- (1) The 17 m, 15 m, 12 m and 10 m bands, 6 mm, 4 mm, 2 mm and
1 mm bands; and
- (2) The 7.0-7.1 MHz, 14.00-14.25 MHz, 144-146 MHz, 435-438 MHz, 1260-1270 MHz and 2400-
2450 MHz, 3.40-3.41 GHz, 5.65-5.67 GHz, 10.45-10.50 GHz and 24.00-24.05 GHz segments.
- (d) A telecommand station may transmit one-way communications.
An amateur station on or within 50 km of the Earth’s surface may be under
telecommand where:
- (a) There is a radio or wireline control link between the control point and the station
sufficient for the control operator to perform his/her duties. If radio, the control link
must use an auxiliary station. A control link using a fiber optic cable or another
telecommunication service is considered wireline.
- (b) Provisions are incorporated to limit transmission by the station to a period of no
more than 3 minutes in the event of malfunction in the control link.
- (c) The station is protected against making, willfully or negligently, unauthorized
transmissions.
- (d) A photocopy of the station license and a label with the name,
address, and telephone number of the station licensee and at least
one designated control operator is posted in a conspicuous place at the station
location.
An amateur station transmitting signals to control a model craft may be operated as
follows:
- (a) The station identification procedure is not required for transmissions directed only
to the model craft, provided that a label indicating the station call sign and the
station licensee’s name and address is affixed to the station transmitter.
- (b) The control signals are not considered codes or ciphers intended to obscure the
meaning of the communication.
- (c) The transmitter power must not exceed 1 W.
Telemetry transmitted by an amateur station on or within 50 km of the Earth’s surface
is not considered to be codes or ciphers intended to obscure the meaning of
communications.
- (a) Any amateur station may participate in a message forwarding system, subject to the
privileges of the class of operator license held.
- (b) For stations participating in a message forwarding system, the control operator of
the station originating a message is primarily accountable for any violation of the
rules in this Part contained in the message.
- (c) Except as noted in paragraph (d) of this section, for stations participating in a
message forwarding system, the control operators of forwarding stations that
retransmit inadvertently communications that violate the rules in this Part are not
accountable for the violative communications. They are, however, responsible for
discontinuing such communications once they become aware of their presence.
- (d) For stations participating in a message forwarding system, the control operator of
the first forwarding station must:
- (1) Authenticate the identity of the station from which it accepts communication on
behalf of the system; or
- (2) Accept accountability for any violation of the rules in this Part contained in
messages it retransmits to the system.
- (a) This rule section does not apply to an auxiliary station, a beacon station, a repeater
station, an earth station, a space station, or a space telecommand station.
- (b) A station may be automatically controlled while transmitting a RTTY or data
emission on the 6 m or shorter wavelength bands, and on the 28.120-28.189 MHz,
24.925-24.930 MHz, 21.090-21.100 MHz, 18.105-18.110 MHz, 14.0950-14.0995
MHz, 14.1005-14.112 MHz, 10.140-10.150 MHz, 7.100-7.105 MHz, or 3.620-3.635
MHz segments.
- (c) A station may be automatically controlled while transmitting a RTTY or data
emission on any other frequency authorized for such emission types provided that:
- (1) The station is responding to interrogation by a station under local or remote
control; and
- (2) No transmission from the automatically controlled station occupies a bandwidth
of more than 500 Hz.
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